Margaret Stephan (CRD# 4057895) is an Investment Advisor Representative working at Empowerment Financial Guidance, LLC in San Jose, CA and has over 14 years of experience in the finance industry. Margaret Stephan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1351279
Lpl Financial LLC
CRD# 6828753
Fidelity Personal And Workplace Advisors
CRD# 2183126
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Empowerment Financial Guidance, LLC | San Jose, CA | May 2019 - Current | 4 |
| Private Advisor Group, LLC | San Jose, CA | May 2019 - Oct 2019 | < 1 |
| Retirement Capital Strategies, Inc. | San Jose, CA | Oct 2009 - May 2019 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2009 |
- CA
-
Total Assets Under Management16MILLIONS
-
Total Number of Accounts46ACCOUNTS
-
Average Account Value$344,840
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA
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