Michael WeakleyCRD Number: 1022451
Current Firm: Siena Wealth Management, Inc.
Michael Weakley (CRD# 1022451) is an Investment Advisor Representative working at Siena Wealth Management, Inc. in San Jose, CA and has over 24 years of experience in the finance industry. Michael Weakley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Altos Investments, Inc.
Meyers Wealth Management
Skyoak Wealth Management, Inc.
|Siena Wealth Management, Inc.||San Jose, CA||Apr 2009 - Current||7|
|Loring Ward Securities, Inc.||San Jose, CA||Jun 1996 - Dec 2010||14|
|Lwi Financial, Inc.||San Jose, CA||Jun 1996 - Dec 2010||14|
|Siena Wealth Management, Inc.||San Jose, CA||Nov 2007 - Mar 2009||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1992|
|S65||NASAA Investment Advisors Law Examination||Mar 1992|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management244MILLIONS
Total Number of Accounts567ACCOUNTS
Average Account Value$430,822
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
AZ, CA, MT