Michael WeakleyCRD Number: 1022451
Current Firm: Siena Wealth Management, Inc.
Michael Weakley (CRD# 1022451) is an Investment Advisor Representative working at Siena Wealth Management, Inc. in San Jose, CA and has over 25 years of experience in the finance industry. Michael Weakley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Three Bell Capital LLC
Skyoak Wealth Management, Inc.
Oceaniq Capital, LLC
|Siena Wealth Management, Inc.||San Jose, CA||Apr 2009 - Current||8|
|Loring Ward Securities, Inc.||San Jose, CA||Jun 1996 - Dec 2010||14|
|Lwi Financial, Inc.||San Jose, CA||Jun 1996 - Dec 2010||14|
|Siena Wealth Management, Inc.||San Jose, CA||Nov 2007 - Mar 2009||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1992|
|S65||NASAA Investment Advisors Law Examination||Mar 1992|
- Customer Dispute
Total Assets Under Management244MILLIONS
Total Number of Accounts567ACCOUNTS
Average Account Value$430,822
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
AZ, CA, MT