Michelle Nguyen, financial advisor San Jose CA

Michelle Nguyen

CRD Number: 6569997
Current Firm: J.p. Morgan Securities LLC

Michelle Nguyen (CRD# 6569997) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in San Jose, CA and has over 5 years of experience in the finance industry.

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Fidelity Personal And Workplace Advisors
Company Name Location Dates Years
Jpmorgan Chase Bank, N.a. San Jose, CA Apr 2019 - Current 2
Jp Morgan Securities LLC San Jose, CA Apr 2019 - Current 2
Hsbc Bank Usa, N.a. Mountain View, CA Oct 2016 - Mar 2019 2
Jp Morgan Securities LLC Santa Clara, CA Sep 2015 - Oct 2016 1
Jpmorgan Chase Bank Santa Clara, CA Sep 2015 - Oct 2016 1
Cultural Homestay International San Anselmo, CA Aug 2014 - Oct 2016 2
Dyson Inc. Chicago, IL Feb 2015 - Sep 2015 < 1
Unemployed Santa Clara, CA Jun 2013 - Aug 2014 1
Northern Kentucky University Highland Heights, KY Aug 2012 - May 2013 < 1
Unemployed Cupertino, CA Jan 2012 - Jun 2012 < 1
Unemployed Pasadena, CA Oct 2010 - Jan 2012 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2015
S66 NASAA Uniform Combined State Law Examination Apr 2019
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Michelle T. Nguyen
Phone Number: 800-999-2000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    188,264
    MILLIONS
  • Total Number of Accounts
    729,091
    ACCOUNTS
  • Average Account Value
    $258,218
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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