Niraj BaxiCRD Number: 1197551
Current Firm: Signator Investors, Inc.
Niraj Baxi (CRD# 1197551) is an Investment Advisor Representative working at Signator Investors, Inc. in San Jose, CA and has over 33 years of experience in the finance industry.
Three Bell Capital LLC
Skyoak Wealth Management, Inc.
Oceaniq Capital, LLC
|Signator Investors Inc.||San Jose, CA||Apr 2008 - Current||9|
|Multi-financial Securities Corporation||Denver, CO||Jul 2007 - Current||10|
|Legacy Financial Services, Inc.||Petaluma, CA||Jun 2002 - Jul 2007||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1983|
Total Assets Under Management2,196MILLIONS
Total Number of Accounts25,384ACCOUNTS
Average Account Value$86,500
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV