Randi MillsCRD Number: 3156988
Current Firm: Lwi Financial Inc.
Randi Mills (CRD# 3156988) is an Investment Advisor Representative working at Lwi Financial Inc. in San Jose, CA and has over 17 years of experience in the finance industry.
Altos Investments, Inc.
Meyers Wealth Management
Skyoak Wealth Management, Inc.
|Loring Ward||San Jose, CA||Mar 2015 - Current||1|
|Foothill Securities, Inc.||Santa Clara, CA||Sep 2008 - Mar 2015||6|
|Berthel Fisher & Company Financial Services, Inc.||Cupertino, CA||Jan 2008 - Aug 2008||< 1|
|Net Equity Management||Cupertino, CA||Dec 2007 - Aug 2008||< 1|
|Retirement Advocates Of The West||Cupertino, CA||Dec 2007 - Aug 2008||< 1|
|Kelmoore Investment Company, Inc.||Palo Alto, CA||Nov 1998 - Jan 2008||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1999|
|S66||NASAA Uniform Combined State Law Examination||Oct 2005|
Total Assets Under Management13,062MILLIONS
Total Number of Accounts52,336ACCOUNTS
Average Account Value$249,573
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV