Raymond WongCRD Number: 4537916
Current Firm: Lwi Financial Inc.
Raymond Wong (CRD# 4537916) is an Investment Advisor Representative working at Lwi Financial Inc. in San Jose, CA and has over 15 years of experience in the finance industry.
Three Bell Capital LLC
Skyoak Wealth Management, Inc.
Oceaniq Capital, LLC
|Loring Ward Securities Inc.||San Jose, CA||Oct 2006 - Current||11|
|E*trade Securities LLC||Rancho Cordova, CA||Nov 2002 - Current||14|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2002|
Total Assets Under Management13,062MILLIONS
Total Number of Accounts52,336ACCOUNTS
Average Account Value$249,573
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV