Scott PaineCRD Number: 1027509
Current Firm: Principal Securities, Inc.
Scott Paine (CRD# 1027509) is an Investment Advisor Representative working at Principal Securities, Inc. in San Jose, CA and has 1 year of experience in the finance industry.
Three Bell Capital LLC
Skyoak Wealth Management, Inc.
Oceaniq Capital, LLC
|Pgr Solutions, LLC||Campbell, CA||Apr 2005 - Current||12|
|Paine Financial & Ins Svcs||San Jose, CA||Jul 1999 - Current||18|
|Principal Life Insurance Company||San Jose, CA||Jul 1998 - Current||19|
|Princor Financial Services Corporation||San Jose, CA||Aug 1985 - Current||32|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management1,622MILLIONS
Total Number of Accounts15,486ACCOUNTS
Average Account Value$104,766
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV