Tim Kao (CRD# 4553832) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Campbell, CA and has over 21 years of experience in the finance industry.
CRD# 1351279
Lpl Financial LLC
CRD# 6828753
Fidelity Personal And Workplace Advisors
CRD# 2183126
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Fidelity Brokerage Services LLC | Campbell, CA | Oct 2018 - Current | 5 |
| Unemployed | Dublin, CA | Jul 2018 - Sep 2018 | < 1 |
| Pruco Securities, LLC | San Francisco, CA | Aug 2015 - Jun 2018 | 2 |
| The Prudential Insurance Company Of America | San Francisco, CA | Aug 2015 - Jun 2018 | 2 |
| Park Avenue Securities LLC | San Jose, CA | Apr 2015 - Aug 2015 | < 1 |
| Guardian Life Insurance Company | San Jose, CA | Apr 2015 - Aug 2015 | < 1 |
| Guardian Life Insurance Company | San Ramon, CA | Oct 2012 - Apr 2015 | 2 |
| Park Avenue Securities | San Ramon, CA | Oct 2012 - Apr 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2002 |
- CA
- TX
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Total Assets Under Management818,776MILLIONS
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Total Number of Accounts1,991,043ACCOUNTS
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Average Account Value$411,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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