Tracy Lasecke, financial advisor San Jose CA

Tracy Lasecke

CRD Number: 2784045
Current Firm: Allworth Financial, LP

Tracy Lasecke (CRD# 2784045) is an Investment Advisor Representative working at Allworth Financial, LP in San Jose, CA and has over 27 years of experience in the finance industry. Tracy Lasecke has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Allworth Financial Folsom, CA Dec 2023 - Current < 1
Silicon Valley Wealth Advisors, LLC San Jose, CA Jun 2000 - Dec 2023 23
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1996
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Tracy F. Lasecke
Phone Number: 916-482-2196
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    19,314
    MILLIONS
  • Total Number of Accounts
    66,085
    ACCOUNTS
  • Average Account Value
    $292,255
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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