Tyler Brock, financial advisor San Jose CA
96 score

Tyler Brock

CRD Number: 4587456
Current Firm: Beacon Pointe Advisors, LLC

Tyler Brock (CRD# 4587456) is an Investment Advisor Representative working at Beacon Pointe Advisors, LLC in San Jose, CA and has over 14 years of experience in the finance industry. Tyler Brock has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Beacon Pointe Advisors, LLC Newport Beach, CA Apr 2016 - Current < 1
Beacon Pointe Wealth Advisors, LLC San Jose, CA Feb 2015 - Current 1
Polaris Wealth Advisers, LLC San Francisco, CA Oct 2012 - Feb 2015 2
Polaris Equity Management, Inc. San Francisco, CA Feb 2012 - Feb 2015 3
Unemployed San Francisco, CA May 2011 - Feb 2012 < 1
Merrill Lynch San Francisco, CA Dec 2010 - May 2011 < 1
Presidio Wealth Management San Francisco, CA Aug 2009 - Dec 2010 1
Presidio Capital Advisors, LLC San Fransisco, CA Aug 2009 - Dec 2010 1
Sanford C. Bernstein San Francisco, CA Jun 2005 - Aug 2009 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2002
S66 NASAA Uniform Combined State Law Examination Feb 2011
Contact Info for Tyler M. Brock
Phone Number: 949-718-1600
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    7,538
    MILLIONS
  • Total Number of Accounts
    5,339
    ACCOUNTS
  • Average Account Value
    $1,411,917
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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