Kara Marquez (CRD# 5955033) is an Investment Advisor Representative working at Nautilus Advisors LLC in Ladera Ranch, CA and has over 12 years of experience in the finance industry. Kara Marquez has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1620034
Raymond James & Associates, Inc.
CRD# 6384003
Dorman Skorheim Wealth Management LLC
CRD# 2361078
Baker Jensen Investment Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Nautilus Advisors LLC | San Diego, CA | Apr 2018 - Current | 6 |
| J.p. Morgan Securities LLC | Ladera Ranch, CA | Sep 2014 - Apr 2018 | 3 |
| Strategic Advisers Inc. | Mission Viejo, CA | Jan 2013 - Sep 2014 | 1 |
| Fidelity Brokerage Services LLC | Mission Viejo, CA | Jul 2011 - Sep 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2011 |
- CA
-
Total Assets Under Management235MILLIONS
-
Total Number of Accounts468ACCOUNTS
-
Average Account Value$502,727
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
CA, CO, TX
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