Ru BaiCRD Number: 7115124
Current Firm: Independent Financial Group, LLC
Ru Bai (CRD# 7115124) is an Investment Advisor Representative working at Independent Financial Group, LLC in San Juan Capistrano, CA and has over 3 years of experience in the finance industry. Ru Bai has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
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Dorman Skorheim Wealth Management LLC
Baker Jensen Investment Advisors, LLC
|Independent Financial Group||San Juan Capistrano, CA||Jul 2020 - Current||2|
|Capital Financial Consultants Group Inc.||San Juan Capistrano, CA||Jul 2020 - Current||2|
|Equity Services, Inc.||Montpelier, VT||May 2019 - Jul 2020||1|
|True Path Financial||Newport Beach, CA||Jan 2019 - Jul 2020||1|
|Leyard American Corporation||Buffalo Grove, IL||Feb 2015 - Oct 2018||3|
|Hba International Inc.||Santa Monica, CA||Jun 2013 - Feb 2015||1|
|Aloca Asia Inc.||Bei Jing,||Feb 2011 - Jun 2013||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2019|
Total Assets Under Management6,647MILLIONS
Total Number of Accounts20,980ACCOUNTS
Average Account Value$316,813
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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