Ru Bai, financial advisor San Juan Capistrano CA

Ru Bai

CRD Number: 7115124
Current Firm: Independent Financial Group, LLC

Ru Bai (CRD# 7115124) is an Investment Advisor Representative working at Independent Financial Group, LLC in San Juan Capistrano, CA and has over 3 years of experience in the finance industry. Ru Bai has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Independent Financial Group San Juan Capistrano, CA Jul 2020 - Current 2
Capital Financial Consultants Group Inc. San Juan Capistrano, CA Jul 2020 - Current 2
Equity Services, Inc. Montpelier, VT May 2019 - Jul 2020 1
True Path Financial Newport Beach, CA Jan 2019 - Jul 2020 1
Leyard American Corporation Buffalo Grove, IL Feb 2015 - Oct 2018 3
Hba International Inc. Santa Monica, CA Jun 2013 - Feb 2015 1
Aloca Asia Inc. Bei Jing, Feb 2011 - Jun 2013 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2019
Contact Info for Ru Bai
Phone Number: 858-436-3180
Firm Website: https://www.ifgsd.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    6,647
    MILLIONS
  • Total Number of Accounts
    20,980
    ACCOUNTS
  • Average Account Value
    $316,813
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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