Denise PetersenCRD Number: 2016985
Current Firm: Royal Alliance Associates, Inc.
Denise Petersen (CRD# 2016985) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in San Leandro, CA and has over 26 years of experience in the finance industry.
Altos Investments, Inc.
Jurika, Mills & Keifer, LLC
Lowery Thomas, LLC
|Nwf Advisory Services, Inc.||Los Angeles, CA||Mar 2009 - Current||7|
|Denise M. Petersen||Oakland, CA||Feb 1994 - Current||22|
|Royal Alliance Associates, Inc.||Oakland, CA||Feb 1994 - Current||22|
|Sterling Financial Services, Inc.||Walnut Creek, CA||Sep 2000 - Mar 2009||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1990|
|S65||NASAA Investment Advisors Law Examination||Sep 2000|
Total Assets Under Management4,629MILLIONS
Total Number of Accounts19,113ACCOUNTS
Average Account Value$242,202
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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