David Vigil, financial advisor Newman CA

David Vigil

CRD Number: 5265026
Current Firm: Securities America Advisors, Inc.

David Vigil (CRD# 5265026) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Newman, CA and has over 17 years of experience in the finance industry. David Vigil has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Securities America, Inc. Newman, CA Aug 2022 - Current 1
Securities America Advisors Newman, CA Aug 2022 - Current 1
Cetera Investment Advisers LLC San Jose, CA Jan 2019 - Jul 2022 3
Cetera Investment Services LLC St. Cloud, MN Jan 2019 - Jul 2022 3
Meriwest Credit Union San Jose, CA Jan 2019 - Jul 2022 3
Cetera Advisors LLC San Jose, CA Feb 2019 - Aug 2019 < 1
Sorrento Pacific Financial, LLC San Diego, CA Aug 2018 - Jan 2019 < 1
Dcn Wealth Management Fremont, CA Aug 2018 - Jan 2019 < 1
Wells Fargo Clearing Services, LLC Walnut Creek, CA Nov 2016 - Jul 2018 1
Wells Fargo Advisors, LLC Walnut Creek, CA Nov 2015 - Nov 2016 1
Mechanics Bank Walnut Creek, CA Jun 2013 - Nov 2015 2
Lpl Financial LLC Charlotte, NC Jun 2013 - Nov 2015 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2007
S65 NASAA Investment Advisors Law Examination Sep 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for David Vigil
Phone Number: 402-399-9111
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    38,164
    MILLIONS
  • Total Number of Accounts
    200,228
    ACCOUNTS
  • Average Account Value
    $190,602
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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