Marie Caldera, financial advisor San Luis Obispo CA
93 score

Marie Caldera

CRD Number: 1980184
Current Firm: Next Financial Group, Inc.

Marie Caldera (CRD# 1980184) is an Investment Advisor Representative working at Next Financial Group, Inc. in San Luis Obispo, CA and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
Next Financial Group, Inc. San Luis Obispo, CA Jan 2000 - Current 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1991
S66 NASAA Uniform Combined State Law Examination Jun 2001
Contact Info for Marie Caldera
Phone Number: 713-789-7122
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1,564
    MILLIONS
  • Total Number of Accounts
    8,116
    ACCOUNTS
  • Average Account Value
    $192,726
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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