Michael Metzger, financial advisor San Luis Obispo CA
90 score

Michael Metzger

CRD Number: 5984328
Current Firm: Unionbanc Investment Services, LLC

Michael Metzger (CRD# 5984328) is an Investment Advisor Representative working at Unionbanc Investment Services, LLC in San Luis Obispo, CA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Unionbanc Investment Services Los Angeles, CA Sep 2013 - Current 4
Bank Of America, N.a. San Luis Obispo, CA May 2012 - Sep 2013 1
Merrill Lynch, Pierce, Fenner And Smith Incorporated San Luis Obispo, CA Sep 2011 - Sep 2013 2
Travelers Haven Denver, CO Nov 2010 - Sep 2011 < 1
Unifirst Corp. Denver, CO Apr 2010 - Nov 2010 < 1
Bally Total Fitness Englewood, CO Dec 2009 - Apr 2010 < 1
Mile High Station Denver, CO Sep 2009 - Mar 2010 < 1
Unemployed Iowa City, IA May 2009 - Sep 2009 < 1
Cream LLC Iowa City, IA Aug 2008 - May 2009 < 1
Escalera-boulet LLC Los Olivos, CA Mar 2006 - Aug 2008 2
Paychex, Inc. Rochester, NY Sep 2005 - Jul 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2011
Contact Info for Michael B. Metzger
Phone Number: 800-634-1100
Registered State(s):
  • CA
  • IL
By the Numbers
  • Total Assets Under Management
    773
    MILLIONS
  • Total Number of Accounts
    3,196
    ACCOUNTS
  • Average Account Value
    $241,970
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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