Jie Yu, financial advisor San Marino CA
88 score

Jie Yu

CRD Number: 6341833
Current Firm: Cetera Investment Advisers LLC

Jie Yu (CRD# 6341833) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in San Marino, CA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Advisers LLC Irvine, CA Sep 2015 - Current 1
East West Bank Irvine, CA Sep 2015 - Current 1
Cetera Investment Services LLC St Cloud, MN Sep 2015 - Current 1
Cetera Investment Adivsers LLC Irvine, CA Jul 2014 - Aug 2015 1
Cetera Investment Services LLC St Cloud, MN May 2014 - Aug 2015 1
East West Bank Pasadena, CA Mar 2014 - Aug 2015 1
Uc Irvine Irvine, CA Sep 2012 - May 2014 1
Ingram Micro Santa Ana, CA Jul 2013 - Sep 2013 < 1
Unemployed Irvine, CA May 2012 - Sep 2012 < 1
Shanghai Electric Shanghai, Aug 2009 - Apr 2012 2
Shanghai Jiao Tong University Shanghai, Sep 2005 - Jul 2009 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2014
Contact Info for Jie Yu
Phone Number: 888-528-2987
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    7,010
    MILLIONS
  • Total Number of Accounts
    26,660
    ACCOUNTS
  • Average Account Value
    $262,943
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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