Aaron Polk, financial advisor San Mateo CA
58 score

Aaron Polk

CRD Number: 6135521
Current Firm: Fisher Investments

Aaron Polk (CRD# 6135521) is an Investment Advisor Representative working at Fisher Investments in San Mateo, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Fisher Investments San Mateo, CA Jul 2014 - Current 2
Securian Financial Services, Inc. St Paul, MN Aug 2013 - Jun 2014 < 1
Minnesota Life Insurance Company St Paul, MN Aug 2013 - Jun 2014 < 1
Sgc Financial And Insurance Services San Mateo, CA Aug 2013 - Jun 2014 < 1
Ameriprise Financial Services Inc. Las Vegas, NV Nov 2012 - Jul 2013 < 1
Real Sports Inc. Las Vegas, NV Jan 2012 - Nov 2012 < 1
Fortune Group/fortune Morgage Company Pittsburg, PA Jan 2009 - Jul 2012 3
Consolidated Mortgage LLC Las Vegas, NV Dec 2008 - Mar 2009 < 1
Primetime Sports Las Vegas, NV Jan 2002 - Dec 2008 6
The Sports Connection Las Vegas, NV Aug 2007 - Nov 2008 1
Gwin Inc. Las Vegas, NV Oct 2000 - Jun 2007 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Aaron L. Polk
Phone Number: 800-851-8845
Registered State(s):
  • NM
  • TX
  • WA
By the Numbers
  • Total Assets Under Management
    65,442
    MILLIONS
  • Total Number of Accounts
    57,982
    ACCOUNTS
  • Average Account Value
    $1,128,654
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
58

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