John Lee, financial advisor San Mateo CA

John Lee

CRD Number: 5204771
Current Firm: Vantage Wealth Management, LLC

John Lee (CRD# 5204771) is an Investment Advisor Representative working at Vantage Wealth Management, LLC in San Mateo, CA and has over 17 years of experience in the finance industry. John Lee has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lpl Financial, LLC San Mateo, CA Feb 2015 - Current 9
Vantage Wealth Management, LLC San Mateo, CA Feb 2015 - Current 9
Securian Financial Services St. Paul, MN Aug 2006 - Feb 2015 8
Minnesota Life Insurance Company St. Paul, MN Aug 2006 - Feb 2015 8
Sgc Financial & Insurance Services San Mateo, CA Aug 2006 - Jan 2015 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2006
Contact Info for John D. Lee
Phone Number: 650-638-9600
Registered State(s):
  • CA
  • LA
  • WA
By the Numbers
  • Total Assets Under Management
    607
    MILLIONS
  • Total Number of Accounts
    1,470
    ACCOUNTS
  • Average Account Value
    $412,662
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

CA, CO, LA, NV, NY, OR, TX, WA

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