Lucille Denos, financial advisor San Mateo CA
93 score

Lucille Denos

CRD Number: 1104457
Current Firm: Ubs Financial Services Inc.

Lucille Denos (CRD# 1104457) is an Investment Advisor Representative working at Ubs Financial Services Inc. in San Mateo, CA and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. San Mateo, CA Jun 2010 - Current 6
Morgan Stanley Smith Barney San Mateo, CA Jun 2009 - Jun 2010 1
Citigroup Global Markets Inc. San Mateo, CA Apr 2000 - Jun 2009 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1997
S65 NASAA Investment Advisors Law Examination Nov 1998
Contact Info for Lucille A. Denos
Phone Number: 201-352-3000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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