Mark Farrelly, financial advisor San Mateo CA
96 score

Mark Farrelly

CRD Number: 4457364
Current Firm: Newfocus Financial Group, LLC

Mark Farrelly (CRD# 4457364) is an Investment Advisor Representative working at Newfocus Financial Group, LLC in San Mateo, CA and has over 14 years of experience in the finance industry. Mark Farrelly has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Newfocus Financial Group, LLC San Mateo, CA Aug 2011 - Current 5
Strategic Advisers Palo Alto, CA Dec 2003 - Jul 2011 7
Fidelity Brokerage Services Palo Alto, CA Sep 2001 - Jul 2011 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2002
S66 NASAA Uniform Combined State Law Examination Jan 2004
Contact Info for Mark P. Farrelly
Phone Number: (888) 762-2423
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    304
    MILLIONS
  • Total Number of Accounts
    1,063
    ACCOUNTS
  • Average Account Value
    $285,666
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, OR, TX, WA

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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