Michael Tate, financial advisor San Mateo CA
86 score

Michael Tate

CRD Number: 1349111
Current Firm: Securian Financial Services, Inc.

Michael Tate (CRD# 1349111) is an Investment Advisor Representative working at Securian Financial Services, Inc. in San Mateo, CA and has over 31 years of experience in the finance industry. Michael Tate has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Securian Financial Services Inc. St. Paul, MN Feb 2015 - Current 1
Minnesota Life St. Paul, MN Feb 2015 - Current 1
Sgc Financial San Mateo, CA Feb 2015 - Current 1
Metlife Securities Inc. San Ramon, CA Jan 2015 - Current 1
New England Securities South San Fransisco, CA Feb 2004 - Jan 2015 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1985
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Michael G. Tate
Phone Number: 651-665-5609
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    6,627
    MILLIONS
  • Total Number of Accounts
    29,442
    ACCOUNTS
  • Average Account Value
    $225,095
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
86

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