Suzanne Chen, financial advisor Pleasanton CA

Suzanne Chen

CRD Number: 2487601
Current Firm: Seen Consulting LLC

Suzanne Chen (CRD# 2487601) is an Investment Advisor Representative working at Seen Consulting LLC in Pleasanton, CA and has over 29 years of experience in the finance industry.

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Company Name Location Dates Years
Seen Consulting, LLC Pleasanton, CA Apr 2018 - Current 5
Seen Consulting, LLC Pleasanton, CA Jan 2018 - Current 6
Amber Systems Technologies Pleasanton, CA Jun 2011 - Jul 2021 10
Golden State Advisors, LLC Millbrae, CA Oct 2011 - Jun 2018 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1994
S65 NASAA Investment Advisors Law Examination Dec 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Suzanne C. Chen
Phone Number: 925-385-8825
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    45
    MILLIONS
  • Total Number of Accounts
    37
    ACCOUNTS
  • Average Account Value
    $1,216,216
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Other
Types of Clients
Registered States

CA

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