Tara Ellis (CRD# 5058128) is an Investment Advisor Representative working at Eagle Strategies LLC in San Mateo, CA and has over 11 years of experience in the finance industry.
CRD# 4461199
Monetary Management Corporation
CRD# 4983680
Perigon Wealth Management, LLC
CRD# 3262592
Captrust
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Eagle Strategies LLC | San Mateo, CA | May 2021 - Current | 2 |
| New York Life Insurance Co | San Francisco, CA | Jan 2021 - Current | 3 |
| Nylife Securities LLC | San Francisco, CA | Jan 2021 - Current | 3 |
| Money Concepts Capital Corp. | Palm Beach Gardens, FL | Mar 2018 - Dec 2020 | 2 |
| Compass Capital Managment | Metairie, LA | May 2012 - Dec 2017 | 5 |
| Minnesota Life Insurance Company | St Paul, MN | May 2012 - Dec 2017 | 5 |
| Securian Financial Services Inc. | St Paul, MN | May 2012 - Dec 2017 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jul 2012 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management20,358MILLIONS
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Total Number of Accounts95,287ACCOUNTS
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Average Account Value$213,647
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