Xi Wang, financial advisor San Mateo CA
93 score

Xi Wang

CRD Number: 5498693
Current Firm: Hsbc Securities (usa) Inc.

Xi Wang (CRD# 5498693) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in San Mateo, CA and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Hsbc Securities (usa) Inc. San Mateo, CA Sep 2013 - Current 3
Hsbc Bank Usa N.a. San Mateo, CA Aug 2013 - Current 3
Ubs Financial Services Inc. San Francisco, CA Jan 2010 - Aug 2013 3
Ubs International San Francisco, CA Feb 2008 - Aug 2013 5
Starbucks Foster City, CA Oct 2007 - Feb 2008 < 1
Unemployed Foster City, CA Dec 2004 - Oct 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2009
Contact Info for Xi Wang
Phone Number: 212-525-2879
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    2,985
    MILLIONS
  • Total Number of Accounts
    12,340
    ACCOUNTS
  • Average Account Value
    $241,893
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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