Brandon Berman, financial advisor Westlake Village CA

Brandon Berman

CRD Number: 5911138
Current Firm: Mariner Independent

Brandon Berman (CRD# 5911138) is an Investment Advisor Representative working at Mariner Independent in Westlake Village, CA and has over 12 years of experience in the finance industry. Brandon Berman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Mariner Platform Solutions Agoura Hills, CA Apr 2022 - Current 1
Total Wealth Services Agoura Hills, CA Apr 2022 - Current 1
Polaris Greystone Financial Group, LLC San Rafael, CA Apr 2017 - Apr 2022 5
J.p. Morgan Securities LLC Westlake Village, CA Oct 2012 - Apr 2017 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2011
S66 NASAA Uniform Combined State Law Examination Apr 2014
Contact Info for Brandon M. Berman
Phone Number: 650-571-1934
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    4,346
    MILLIONS
  • Total Number of Accounts
    8,802
    ACCOUNTS
  • Average Account Value
    $493,709
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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