Joseph Niederkorn, financial advisor San Rafael CA

Joseph Niederkorn

CRD Number: 348000
Current Firm: The Putney Financial Group, Registered Investment Advisors

Joseph Niederkorn (CRD# 348000) is an Investment Advisor Representative working at The Putney Financial Group, Registered Investment Advisors in San Rafael, CA and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
The Putney Financial Group, Registered Investment Advisors San Rafael, CA Jan 1997 - Current 25
Manufacturers Life Insurance Co San Francisco, CA Oct 1993 - Current 28

Joseph Niederkorn has no recent exams reported.
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Joseph S. Niederkorn
Phone Number: 415-460-1990
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    267
    MILLIONS
  • Total Number of Accounts
    1,242
    ACCOUNTS
  • Average Account Value
    $214,862
Compensation Options
  • A percentage of assets under your management
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA

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