Michael Mooney, financial advisor San Rafael CA

Michael Mooney

CRD Number: 5161481
Current Firm: Eqis Capital Management

Michael Mooney (CRD# 5161481) is an Investment Advisor Representative working at Eqis Capital Management in San Rafael, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Portsmouth Financial Services San Francisco, CA Jan 2021 - Current 1
Eqis Capital Management, Inc. San Rafael, CA Dec 2016 - Current 5
Assetmark Brokerage, LLC Concord, CA Aug 2014 - Dec 2016 2
Assetmark Financial, Inc. Concord, CA Sep 2013 - Dec 2016 3
Capital Brokerage Corporation Pleasant Hill, CA May 2013 - Dec 2016 3
Genworth Financial Pleasant Hill, CA Apr 2013 - Aug 2013 < 1
Union Bank Alamo, CA Oct 2012 - Apr 2013 < 1
Whitewater Voyages El Sobrante, CA Dec 2007 - Oct 2012 4
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Nov 2017
Contact Info for Michael J. Mooney
Phone Number: 800-949-9936
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1,735
    MILLIONS
  • Total Number of Accounts
    15,229
    ACCOUNTS
  • Average Account Value
    $113,958
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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