Henry Chau, financial advisor San Ramon CA
95 score

Henry Chau

CRD Number: 6086142
Current Firm: Park Avenue Securities LLC
Compensation Model: Both

Henry Chau (CRD# 6086142) is an Investment Advisor Representative working at Park Avenue Securities LLC in San Ramon, CA and has over 4 years of experience in the finance industry.

CONTACT
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Company Name Location Dates Years
Guardian Life Insurance Company San Ramon, CA Jun 2015 - Current 1
Park Avenue Securities LLC San Ramon, CA Jun 2015 - Current 1
Park Avenue Securities LLC Los Angeles, CA May 2015 - Dec 2015 < 1
Guardian Life Insurance Los Angeles, CA May 2015 - Dec 2015 < 1
Park Ave Secruities Irvine, CA Dec 2014 - May 2015 < 1
Guardian Irvine, CA Oct 2014 - May 2015 < 1
Unemployment Los Angeles, CA Aug 2014 - Oct 2014 < 1
Star Team Burbank, CA Jun 2014 - Aug 2014 < 1
Cfa Educatin Los Angeles, CA May 2013 - Jun 2014 1
Morgan Stanley Smith Barney Sherman Oaks, CA Jun 2012 - May 2013 < 1
Ucob Education Santa Barbara, CA Sep 2009 - Jun 2012 2
Dan Delaney Cpa Encino, CA Apr 2008 - Jul 2011 3
Full-time Student Alhambra, CA Jan 2004 - Sep 2009 5
Arcadian Management Systems San Dimas, CA Apr 2007 - Jun 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2012
Contact Info for Henry Chau
Phone Number: (925) 350-6593
Advisor Website: https://www.thewp2.com
Registered State(s):
  • CA
  • NC
  • NY
By the Numbers
  • Total Assets Under Management
    6,646
    MILLIONS
  • Total Number of Accounts
    39,311
    ACCOUNTS
  • Average Account Value
    $169,065
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Firm Disclaimer:

Registered Representative and Financial Advisor of Park Avenue Securities, LLC (PAS). OSJ: 750 B Street #2740 San Diego, CA 92101 619.684.6400. Securities products/services and advisory services are offered through PAS, a registered broker/dealer and investment advisor, member FINRA/SIPC 888.600.4667. Financial Representative, The Guardian Life Insurance Company of America (Guardian), New York, NY. PAS is an indirect, wholly owned subsidiary of Guardian. WestPac Wealth Partners, LLC is not an affiliate or subsidiary of PAS or Guardian. Insurance products offered through WestPac Wealth Partners and Insurance Services, a DBA of WestPac Wealth Partners, LLC. Guardian, its subsidiaries, agents, and employees do not provide tax, legal, or accounting advice. Consult your tax, legal, or accounting professional regarding your individual situation. Links to external sites are provided for your convenience in locating related information and services. Guardian, its subsidiaries, agents, and employees expressly disclaim any responsibility for and do not maintain, control, recommend, or endorse third-party sites, organizations, products, or services, and make no representation as to the completeness, suitability, or quality thereof.  CA License #0I21767
SCL_2016-05-16T22:15:03.498 Exp 5/18

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