Joseph LumCRD Number: 6308634
Current Firm: Intersect Capital LLC
Joseph Lum (CRD# 6308634) is an Investment Advisor Representative working at Intersect Capital LLC in San Ramon, CA and has over 2 years of experience in the finance industry.
Jurika, Mills & Keifer, LLC
Lowery Thomas, LLC
|Financial Horizons-wealth Building Strategies LLC||San Ramon, CA||Jun 2014 - Current||2|
|True Capital Management||San Francisco, CA||Mar 2013 - Jun 2014||1|
|Nigro Karlin Segal & Feldstein, LLP||Los Angeles, CA||Oct 2011 - Dec 2012||1|
|School||Los Angeles, CA||Feb 2004 - Sep 2011||7|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||May 2014|
Total Assets Under Management309MILLIONS
Total Number of Accounts264ACCOUNTS
Average Account Value$1,171,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, FL, TX, UT, WA
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