Ka Yi LiCRD Number: 5386041
Current Firm: Transamerica Retirement Advisors, LLC
Ka Yi Li (CRD# 5386041) is an Investment Advisor Representative working at Transamerica Retirement Advisors, LLC in San Ramon, CA and has over 9 years of experience in the finance industry.
Blossom Wealth Management, LLC
Jurika, Mills & Keifer, LLC
Lowery Thomas, LLC
|Transamerica Investors Securities Corporation||San Ramon, CA||May 2016 - Current||1|
|Transamerica Retirement Solutions||San Ramon, CA||May 2016 - Current||1|
|Unemployed||San Ramon, CA||Jan 2016 - May 2016||< 1|
|Hewitt Financial Services LLC||Sacramento, CA||Nov 2012 - Dec 2015||3|
|Unemployed||San Ramon, CA||Jun 2012 - Nov 2012||< 1|
|Ing||Pleasanton, CA||Jul 2008 - Jun 2012||3|
|Ing Investment Advisors, LLC||Pleasanton, CA||Jul 2008 - Jun 2012||3|
|Citistreet Advisors LLC||Alameda, CA||May 2007 - Jul 2008||1|
|Citistreet Advisors LLC||Alameda, CA||Dec 1999 - May 2007||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2007|
|S66||NASAA Uniform Combined State Law Examination||Nov 2012|
Total Assets Under Management3,536MILLIONS
Total Number of Accounts1,013ACCOUNTS
Average Account Value$3,490,703
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.