Nolan Ku, financial advisor San Ramon CA
90 score

Nolan Ku

CRD Number: 5903843
Current Firm: Securian Financial Services, Inc.

Nolan Ku (CRD# 5903843) is an Investment Advisor Representative working at Securian Financial Services, Inc. in San Ramon, CA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Securian Financial Services Inc. St. Paul, MN Apr 2013 - Current 4
Sgc Financial Group San Ramon, CA Apr 2013 - Current 4
Ameriprise Financial Services, Inc. Calabasas, CA Apr 2012 - Mar 2013 < 1
Sgc Financial San Mateo, CA Jun 2011 - Feb 2012 < 1
Minnesota Life Insurancce Company St Paul, MN Jun 2011 - Feb 2012 < 1
Securian Financial Services, Inc. St Paul, MN Jun 2011 - Feb 2012 < 1
Securian Financial Services, Inc. St Paul, MN Mar 2011 - Jun 2011 < 1
Uc Berkeley Berkeley, CA Sep 2009 - Jun 2011 1
Cal Student Store Berkeley, CA Feb 2010 - Mar 2011 1
Household Burbank, CA Aug 2003 - Aug 2009 6
Glendale Community College Glendale, CA Aug 2007 - Jun 2009 1
John Burroughs High School Burbank, CA Sep 2004 - Jun 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2012
Contact Info for Nolan K. Ku
Phone Number: 651-665-5609
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    6,627
    MILLIONS
  • Total Number of Accounts
    29,442
    ACCOUNTS
  • Average Account Value
    $225,095
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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