Palash Islam, financial advisor San Ramon CA
96 score

Palash Islam

CRD Number: 4454779
Current Firm: Kms Financial Services, Inc.

Palash Islam (CRD# 4454779) is an Investment Advisor Representative working at Kms Financial Services, Inc. in San Ramon, CA and has over 15 years of experience in the finance industry. Palash Islam has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Kms Financial Services, Inc. Seattle, WA Oct 2006 - Current 10
Metropolitan Life Ins Co Bellevue, WA Nov 2003 - Sep 2006 2
Metlife Securities Inc. Bellevue, WA Nov 2003 - Sep 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2001
S65 NASAA Investment Advisors Law Examination Jan 2004
Contact Info for Palash S. Islam
Phone Number: [206]441-2885
Registered State(s):
  • CA
  • IL
  • NC
  • WA
  • NM
By the Numbers
  • Total Assets Under Management
    5,174
    MILLIONS
  • Total Number of Accounts
    24,587
    ACCOUNTS
  • Average Account Value
    $210,434
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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