Benjamin KuehnCRD Number: 5483844
Current Firm: E*trade Capital Management, LLC
Benjamin Kuehn (CRD# 5483844) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Sandy, UT and has over 8 years of experience in the finance industry.
Uma Financial Services Inc.
Brighton Wealth Management, Inc.
|E*trade Capital Management LLC||Sandy, UT||Jun 2010 - Current||6|
|E*trade Securities LLC||Sandy, UT||Oct 2009 - Current||7|
|Unemployed||Sandy, UT||Feb 2009 - Oct 2009||< 1|
|Fidelity Brokerage Service LLC||Salt Lake City, UT||Jan 2008 - Feb 2009||1|
|American Heating & Air Conditioning||Sandy, UT||Jun 2003 - Jan 2008||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2008|
|S66||NASAA Uniform Combined State Law Examination||Jun 2010|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management3,199MILLIONS
Total Number of Accounts19,200ACCOUNTS
Average Account Value$166,610
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV