Cory Maughan, financial advisor Sandy UT

Cory Maughan

CRD Number: 6236779
Current Firm: Morgan Stanley

Cory Maughan (CRD# 6236779) is an Investment Advisor Representative working at Morgan Stanley in Sandy, UT and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Sandy, UT Sep 2023 - Current < 1
Morgan Stanley Sandy, UT Sep 2023 - Current < 1
Morgan Stanley Sandy, UT Mar 2023 - Current 1
E*trade Securities LLC Sandy, UT Jun 2020 - Current 3
E*trade Capital Management LLC Sandy, UT Jun 2020 - Current 3
Rental Property Pleasant Grove, UT Nov 2014 - Current 9
E*trade Securities LLC Sandy, UT Feb 2020 - Jun 2020 < 1
E*trade Capital Management LLC Sandy, UT Feb 2020 - Jun 2020 < 1
E*trade Capital Management LLC Sandy, UT Oct 2017 - Feb 2020 2
E*trade Securities LLC Sandy, UT Oct 2017 - Feb 2020 2
E*trade Securities LLC Sandy, UT Nov 2015 - Oct 2017 1
E*trade Capital Management LLC Sandy, UT Nov 2015 - Oct 2017 1
Td Ameritrade Draper, UT Aug 2013 - Nov 2015 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2013
Contact Info for Cory L. Maughan
Phone Number: 914-225-5510
Registered State(s):
  • TX
  • UT
By the Numbers
  • Total Assets Under Management
    1,185,061
    MILLIONS
  • Total Number of Accounts
    2,233,188
    ACCOUNTS
  • Average Account Value
    $530,659
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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