Jase Pennock (CRD# 7000471) is an Investment Advisor Representative working at Morgan Stanley in Sandy, UT and has over 5 years of experience in the finance industry.
CRD# 4683570
Cetera Investment Advisers LLC
CRD# 4503842
Cetera Investment Advisers LLC
CRD# 1870699
Five Seasons Financial Planning LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Morgan Stanley | Sandy, UT | Sep 2023 - Current | < 1 |
| Morgan Stanley | Sandy, UT | Sep 2023 - Current | < 1 |
| Morgan Stanley | Sandy, UT | Mar 2023 - Current | < 1 |
| E*trade Capital Management LLC | Sandy, UT | Jan 2022 - Current | 1 |
| E*trade Securities LLC | Sandy, UT | Feb 2021 - Current | 2 |
| E*trade Securities LLC | Sandy, UT | Apr 2019 - Feb 2021 | 1 |
| E*trade Securities LLC | Sandy, UT | Aug 2018 - Apr 2019 | < 1 |
| Unemployed | Salt Lake City, UT | May 2018 - Aug 2018 | < 1 |
| Southern Utah University | Cedar City, UT | Aug 2016 - May 2018 | 1 |
| Smiths Food And Drug | Cottonwood Heights, UT | Jun 2015 - Aug 2017 | 2 |
| Unemployed | Salt Lake City, UT | Aug 2008 - Aug 2015 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2018 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2022 |
- TX
- UT
-
Total Assets Under Management1,185,061MILLIONS
-
Total Number of Accounts2,233,188ACCOUNTS
-
Average Account Value$530,659
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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