Phillip McCarrollCRD Number: 6530240
Current Firm: E*trade Capital Management, LLC
Phillip McCarroll (CRD# 6530240) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Sandy, UT and has over 6 years of experience in the finance industry.
Cetera Advisor Networks LLC
Five Seasons Financial Planning LLC
Equitable Advisors, LLC
|Morgan Stanley||Sandy, UT||Oct 2021 - Current||< 1|
|E*trade Securities LLC||Sandy, UT||Jun 2020 - Current||1|
|E*trade Capital Management LLC||Sandy, UT||Jun 2020 - Current||1|
|E*trade Securities LLC||Sandy, UT||Feb 2020 - Jun 2020||< 1|
|E*trade Capital Management LLC||Sandy, UT||Feb 2020 - Jun 2020||< 1|
|E*trade Securities LLC||Sandy, UT||Nov 2018 - Feb 2020||1|
|E*trade Capital Management, LLC||Sandy, UT||Nov 2018 - Feb 2020||1|
|E*trade Capital Management LLC||Sandy, UT||Nov 2017 - Nov 2018||1|
|E*trade Securities LLC||Sandy, UT||Jul 2015 - Nov 2018||3|
|Unemployed||Salt Lake City, UT||Mar 2015 - Jul 2015||< 1|
|Northstar Energy Construction LLC||Watford City, ND||Aug 2014 - Mar 2015||< 1|
|Kando Welding||Palermo, ND||Jun 2014 - Aug 2014||< 1|
|D&l Construction||Palermo, ND||Feb 2014 - Jun 2014||< 1|
|Sego Lily Day SPA||Salt Lake City, UT||Jun 2013 - Feb 2014||< 1|
|Massage Envy||Sugarhouse, UT||Oct 2012 - May 2013||< 1|
|Unemployed||Salt Lake City, UT||Jul 2012 - Oct 2012||< 1|
|Edutrek||Salt Lake City, UT||Aug 2011 - Jul 2012||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2015|
|S66||NASAA Uniform Combined State Law Examination||Jul 2018|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management9,676MILLIONS
Total Number of Accounts78,360ACCOUNTS
Average Account Value$123,486
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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