Preston LeeCRD Number: 5409842
Current Firm: E*trade Capital Management, LLC
Preston Lee (CRD# 5409842) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Sandy, UT and has over 9 years of experience in the finance industry.
Uma Financial Services Inc.
Brighton Wealth Management, Inc.
|E*trade Securities LLC||Sandy, UT||Feb 2016 - Current||1|
|E*trade Capital Management LLC||Sandy, UT||Feb 2016 - Current||1|
|Tdameritrade Inc.||Draper, UT||Aug 2011 - Feb 2016||4|
|Fidelity Brokerage Services LLC||Salt Lake City, UT||Jun 2007 - Aug 2011||4|
|Rancho Santa Margarita Dental Group||Rancho Santa Margarita, CA||May 2007 - Jun 2007||< 1|
|Byu||Provo, UT||Jan 2003 - Apr 2007||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2007|
|S66||NASAA Uniform Combined State Law Examination||Jun 2011|
Total Assets Under Management3,199MILLIONS
Total Number of Accounts19,200ACCOUNTS
Average Account Value$166,610
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV