Roy JonesCRD Number: 3166097
Current Firm: Everspire
Roy Jones (CRD# 3166097) is an Investment Advisor Representative working at Everspire in Sandy, UT and has over 19 years of experience in the finance industry. Roy Jones has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Uma Financial Services Inc.
|M. H. Leblang||New York, NY||Dec 2017 - Current||< 1|
|Aegis Wealth Group, LLC||Sandy, UT||Apr 2015 - Current||3|
|Dfpg Investments, Inc.||South Jordan, UT||Jul 2015 - Nov 2017||2|
|Lpl Financial LLC||Sandy, UT||Oct 2005 - Jul 2015||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1999|
|S66||NASAA Uniform Combined State Law Examination||Jul 2002|
Total Assets Under Management63MILLIONS
Total Number of Accounts410ACCOUNTS
Average Account Value$153,292
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
CA, ID, UT
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