James Moore, financial advisor Greenwich CT

James Moore

CRD Number: 1570678
Current Firm: Wjl Financial Advisors

James Moore (CRD# 1570678) is an Investment Advisor Representative working at Wjl Financial Advisors in Greenwich, CT and has over 6 years of experience in the finance industry. James Moore has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Wjl Financial Advisors LLC Morris Plains, NJ Sep 2017 - Current 6
Unemployed Sandy Hook, CT Oct 2016 - Sep 2017 < 1
Vitec Shelton, CT Dec 2011 - Oct 2016 4
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Sep 2017
Contact Info for James A. Moore
Phone Number: 973-216-8748
Registered State(s):
  • CT
  • MD
  • NJ
  • NY
Current Firm Details
Wjl Financial Advisors
Firm's CRD Number: 169711
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Other
Types of Clients
Registered States

CT, FL, MD, MN, NJ, NY, PA

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