Chad Liston, financial advisor Sanford ME

Chad Liston

CRD Number: 4456037
Current Firm: Mml Investors Services, LLC

Chad Liston (CRD# 4456037) is an Investment Advisor Representative working at Mml Investors Services, LLC in Sanford, ME and has over 22 years of experience in the finance industry.

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Company Name Location Dates Years
Mml Investors Services, LLC Sanford, ME Mar 2017 - Current 7
Mass Mutual Life Insurance Company Sanford, ME Jul 2016 - Current 7
Metlife Securities, Inc. Portsmouth, NH Sep 2001 - Mar 2017 15
Metropolitan Life Ins. Company Portsmouth, NH Sep 2001 - Jul 2016 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2001
S65 NASAA Investment Advisors Law Examination Aug 2010
Contact Info for Chad M. Liston
Phone Number: (413)737-8400
Registered State(s):
  • ME
  • NH
By the Numbers
  • Total Assets Under Management
    58,787
    MILLIONS
  • Total Number of Accounts
    326,297
    ACCOUNTS
  • Average Account Value
    $180,164
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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