Joseph Barretto, financial advisor Santa Ana CA

Joseph Barretto

CRD Number: 2124619
Current Firm: Abacus Wealth International (awi)

Joseph Barretto (CRD# 2124619) is an Investment Advisor Representative working at Abacus Wealth International (awi) in Santa Ana, CA and has over 31 years of experience in the finance industry. Joseph Barretto has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Joseph Nievera Barretto Dba Abacus Wealth International Santa Ana, CA Apr 2020 - Current 2
Cross Border Wealth, LLC Alabang, Muntinlupa, Jan 2020 - May 2020 < 1
Unemployed Alabang, Muntinlupa, Jan 2015 - Jan 2020 5
Abacus Financial Network Irvine, CA Mar 1999 - Feb 2015 15
Voya Financial Advisors Irvine, CA Apr 2009 - Dec 2014 5
Ing Financial Partners, Inc. Irvine, CA Apr 2009 - Aug 2014 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1991
S65 NASAA Investment Advisors Law Examination Mar 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Joseph N. Barretto
Phone Number: 949-425-8360
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1
    MILLIONS
  • Total Number of Accounts
    2
    ACCOUNTS
  • Average Account Value
    $350,000
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA

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