Louis Gallardo, financial advisor Santa Ana CA
88 score

Louis Gallardo

CRD Number: 6391110
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Louis Gallardo (CRD# 6391110) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Santa Ana, CA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of American, N.a Santa Ana, CA Aug 2015 - Current 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Ana, CA Aug 2015 - Current 1
Quest Capital Strategies, Inc. Lake Forest, CA Sep 2014 - Jul 2015 < 1
Grade Potential Los Angeles, CA Apr 2014 - Jul 2015 1
Caffe Italiano Alhambra, CA May 2013 - Jun 2014 1
Michael Vargas Conservatory Of Music Clarmont, CA May 2013 - Sep 2013 < 1
Ponoma College Clarmont, CA Aug 2009 - May 2013 3
Ponoma College Clarmont, CA Sep 2012 - Dec 2012 < 1
Pasadena City College Pasadena, CA Jan 2012 - Jun 2012 < 1
Ponoma College Clarmont, CA Sep 2011 - Dec 2011 < 1
Associated Students Of Pomona College Clarmont, CA Sep 2010 - Dec 2011 1
Upward Bound Clarmont, CA Sep 2009 - Dec 2009 < 1
Central Catholic Marianist High School San Antonito, TX Aug 2005 - Jul 2009 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2014
Contact Info for Louis E. Gallardo
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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