Ronald Stumpf, financial advisor Santa Ana CA
93 score

Ronald Stumpf

CRD Number: 3068254
Current Firm: Ells Financial Services LLC

Ronald Stumpf (CRD# 3068254) is an Investment Advisor Representative working at Ells Financial Services LLC in Santa Ana, CA and has over 18 years of experience in the finance industry.

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Asset Planning, Inc.
Company Name Location Dates Years
Ells Financial Services LLC Santa Ana, CA Mar 2015 - Current 1
Oppenheimer Asset Management Inc. New York, NY Apr 2003 - Current 13
Elliott, Lewis, Lieber & Stumpf, Inc. Santa Ana, CA Dec 1977 - Current 38
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1998
S66 NASAA Uniform Combined State Law Examination Dec 2001
Contact Info for Ronald D. Stumpf
Phone Number: 714-569-1000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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This advisor has a clean track record with regulators.

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