Frank EpingerCRD Number: 2009217
Current Firm: J.p. Morgan Securities LLC
Frank Epinger (CRD# 2009217) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Santa Barbara, CA and has over 27 years of experience in the finance industry.
Montecito Investment Strategies
Haven Capital Group
Independent Financial Partners
|J.p. Morgan Securities LLC||Los Angeles, CA||Mar 2015 - Current||1|
|Jpmorgan Chase Bank, Na||Los Angeles, CA||Mar 2015 - Current||1|
|Hightower Advisors, LLC||Los Angeles, CA||May 2013 - Mar 2015||1|
|Morgan Stanley Smith Barney||Los Angeles, CA||Jun 2009 - May 2013||3|
|Citigroup Global Markets Inc.||Los Angeles, CA||Oct 2000 - Jun 2009||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1990|
|S65||NASAA Investment Advisors Law Examination||Nov 1994|
Total Assets Under Management70,743MILLIONS
Total Number of Accounts344,720ACCOUNTS
Average Account Value$205,219
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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