Gene Dongieux, financial advisor Santa Barbara CA
73 score

Gene Dongieux

CRD Number: 1145125
Current Firm: Ariadne Wealth Management, LLC

Gene Dongieux (CRD# 1145125) is an Investment Advisor Representative working at Ariadne Wealth Management, LLC in Santa Barbara, CA and has over 26 years of experience in the finance industry.

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Company Name Location Dates Years
Ariadne Wealth Management, LLC Santa Barbara, CA Nov 2014 - Current 1
Mercer Global Advisors Inc. Santa Barbara, CA Jun 1989 - Oct 2014 25
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1996
S65 NASAA Investment Advisors Law Examination Mar 1990
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Gene L. Dongieux
Phone Number: 844-274-2363
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Other
Types of Clients
Registered States


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