Joseph Fonte, financial advisor Santa Barbara CA
93 score

Joseph Fonte

CRD Number: 2020095
Current Firm: United Planners' Financial Services Of America A Limited Partner

Joseph Fonte (CRD# 2020095) is an Investment Advisor Representative working at United Planners' Financial Services Of America A Limited Partner in Santa Barbara, CA and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
United Planners Financial Services Scottsdale, AZ Sep 2016 - Current 1
Securities America Inc. Santa Barbara, CA Nov 2014 - Current 3
Securities America Advisors Santa Barbara, CA Nov 2014 - Current 3
Planmember Securities Corporation Carpinteria, CA May 2010 - Nov 2014 4
401(k) Plan Solutions, Inc. Santa Barbara, CA Feb 2006 - Nov 2014 8
Securities America, Inc. Santa Barbara, CA Jan 2009 - May 2010 1
Securities America Advisors, Inc. Lavista, NE Jan 2009 - May 2010 1
Brecek & Young Advisors, Inc. Folsom, CA Aug 2003 - Jan 2009 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1997
S65 NASAA Investment Advisors Law Examination May 2003
Contact Info for Joseph J. Fonte
Phone Number: 480-991-0225
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    2,377
    MILLIONS
  • Total Number of Accounts
    13,769
    ACCOUNTS
  • Average Account Value
    $172,654
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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