Kathleen KalpCRD Number: 1575022
Current Firm: J.p. Morgan Private Wealth Advisors LLC
Kathleen Kalp (CRD# 1575022) is an Investment Advisor Representative working at J.p. Morgan Private Wealth Advisors LLC in Santa Barbara, CA and has over 28 years of experience in the finance industry.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
U.s. Bancorp Investments, Inc.
Mission Wealth Management, LP
|J.p. Morgan Securities LLC||Santa Barbara, CA||Sep 2023 - Current||< 1|
|First Republic Securities Company, LLC||Santa Barbara, CA||Jul 2022 - Current||1|
|First Republic Investment Management Inc.||Santa Barbara, CA||Mar 2022 - Current||1|
|Montecito Bank & Trust||Santa Barbara, CA||May 2012 - Mar 2022||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1995|
|S65||NASAA Investment Advisors Law Examination||Oct 1996|
|S66||NASAA Uniform Combined State Law Examination||Nov 2022|
Total Assets Under Management139,511MILLIONS
Total Number of Accounts84,774ACCOUNTS
Average Account Value$1,645,685
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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