Kathryn Courain, financial advisor Santa Barbara CA

Kathryn Courain

CRD Number: 4062768
Current Firm: Avalan, LLC

Kathryn Courain (CRD# 4062768) is an Investment Advisor Representative working at Avalan, LLC in Santa Barbara, CA and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Avalan, LLC Santa Barbara, CA Jan 2016 - Current 8
Mutual Securities, Inc. Camarillo, CA May 2013 - Jan 2016 2
The Jr Baker Group Buellton, CA Nov 1992 - Jan 2016 23
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2003
S66 NASAA Uniform Combined State Law Examination Sep 2010
Contact Info for Kathryn E. Courain
Phone Number: 805-962-7725
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    405
    MILLIONS
  • Total Number of Accounts
    620
    ACCOUNTS
  • Average Account Value
    $653,900
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

CA, IL, TX, UT, WA

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