Kent Brown, financial advisor Santa Barbara CA
96 score

Kent Brown

CRD Number: 2006578
Current Firm: H.d. Vest Advisory Services, Inc.

Kent Brown (CRD# 2006578) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Santa Barbara, CA and has over 25 years of experience in the finance industry. Kent Brown has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Dave Strandberg, financial advisor Santa Barbara CA
Dave W. Strandberg
CRD# 6377908
Montecito Investment Strategies
Score
100
Similar Advisors
KRISTIN WYMAN HORTON, financial advisor Santa Barbara CA
KRISTIN WYMAN HORTON
CRD# 1987375
Haven Capital Group
Score
103
Similar Advisors
Janet Barr, financial advisor Santa Barbara CA
Janet L. Barr
CRD# 2417829
Independent Financial Partners
Score
101
Professional Designations
Company Name Location Dates Years
H.d. Vest Advisory Services Ventura, CA Sep 2002 - Current 14
H.d. Vest Investment Services Ventura, CA Nov 1989 - Current 27
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1991
Contact Info for Kent L. Brown
Phone Number: 972-870-6000
Firm Website: https://www.hdvest.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    9,187
    MILLIONS
  • Total Number of Accounts
    50,531
    ACCOUNTS
  • Average Account Value
    $181,805
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
96
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.